James Edward Babbage – Financial Adviser

Adviser identifying number: 230590
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1994

Name of the licence holder: CAPSTONE FINANCIAL PLANNING PTY LTD
Licence number: 223135
Licensee’s ABN: 24093733969
Licence controlled by:

The date the Financial Adviser commenced the appointment: 06/03/2014
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: BABBAGE FINANCIAL SERVICES PTY LTD
Authorised Representative identifying number: 338175
Authorised Representative’s ABN: 73136875146

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Degree in Accounting – Caulfield Institute
• Diploma of Financial Planning – Deakin University
• Public Practice Certificate – CPA Australia (CPA)
• Registered Company Auditor – Australian Securities and Investment Commission
• Registered Tax Agent – Tax Practitioners Board

Relevant memberships of professional bodies or industry associations:

• CPA Australia (CPA)
• Financial Planning Association of Australia (FPA)

James Edward Babbage is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility