James Frederick Dalton – Financial Adviser

Adviser identifying number: 1237804
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2015

Name of the licence holder: HUMBLE GOODE FINANCIAL PTY LTD
Licence number: 349026
Licensee’s ABN: 69142070808
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/12/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: HUMBLE GOODE FINANCIAL PTY LTD
Authorised Representative identifying number: 349026
Authorised Representative’s ABN: 69142070808

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Arts ( Psychology ) – Adelaide University
• Bachelor of Laws – Adelaide University
• Diploma Financial Services ( Financial Planning ) – Mentor
• Graduate Diploma of Legal Practice – Law Society SA

Relevant memberships of professional bodies or industry associations:

James Frederick Dalton is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Deposit & Payment Products – Non-Cash Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility