James Gosnell – Financial Adviser
Adviser identifying number: 1006031
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2004
Name of the licence holder: MACQUARIE EQUITIES LIMITED
Licence number: 237504
Licensee’s ABN: 41002574923
Licence controlled by: MACQUARIE GROUP LIMITED
The date the Financial Adviser commenced the appointment: 30/03/2010
The date the Financial Adviser ceased the appointment: 01/08/2010
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Disciplinary actions start date against the Financial Adviser:
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Relevant qualifications and training:
- Accredited Derivatives Adviser Level 2 Exam – Kaplan Professional Education
- General Securities Representative (Series 7) Examination – National Association of Securities Dealers
- Graduate Diploma of Applied Finance and Investment – Securities Institute Education
- Margin Lending Accreditation Program – Stockbrokers Association of Australia
Relevant memberships of professional bodies or industry associations:
James Gosnell is authorised to provide advices on following products: