James Ian Smith – Financial Adviser

Adviser identifying number: 1236073
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2002

Name of the licence holder: PROVIDENCE WEALTH ADVISORY GROUP PTY LTD
Licence number: 245643
Licensee’s ABN: 42003224904
Licence controlled by:

The date the Financial Adviser commenced the appointment: 06/10/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PROVIDENCE WEALTH ADVISORY GROUP PTY LTD
Authorised Representative identifying number: 245643
Authorised Representative’s ABN: 42003224904

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Assoc Diploma Business Studies/Accounting – Swinburne University
• Bachelor of Commerce (Management/Marketing) – Deakin University
• Diploma of financial planning – International Institute of Technology
• Gradute Diploma Business and Finance – Securities Institure of Australia

Relevant memberships of professional bodies or industry associations:

James Ian Smith is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Foreign Exchange Contracts
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Managed Investment Schemes / MDA Services
• Superannuation
• Old Law Securities Options Contracts and Warrants Securities
• All Securities