James Ian Smith – Financial Adviser
Adviser identifying number: 1236073
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2002
Name of the licence holder: RBS GROUP (AUSTRALIA) PTY LIMITED
Licence number: 247013
Licensee’s ABN: 78000862797
Licence controlled by:
The date the Financial Adviser commenced the appointment: 01/01/2003
The date the Financial Adviser ceased the appointment: 31/10/2012
Name of the Authorised Representative:
Authorised Representative identifying number:
Authorised Representative’s ABN:
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
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Address:
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Working hours:
Relevant qualifications and training:
- Assoc Diploma Business Studies/Accounting – Swinburne University
- Bachelor of Commerce (Management/Marketing) – Deakin University
- Diploma of financial planning – International Institute of Technology
- Gradute Diploma Business and Finance – Securities Institure of Australia
Relevant memberships of professional bodies or industry associations:
James Ian Smith is authorised to provide advices on following products: