James Jonathan Morgan – Financial Adviser

Adviser identifying number: 1006237
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2011

Name of the licence holder: ORD MINNETT LIMITED
Licence number: 237121
Licensee’s ABN: 86002733048
Licence controlled by: IOOF HOLDINGS LTD

The date the Financial Adviser commenced the appointment: 18/06/2017
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: ORD MINNETT LIMITED
Authorised Representative identifying number: 237121
Authorised Representative’s ABN: 86002733048

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Accredited Derivatives Adviser Level 2 Exam – Kaplan Professional Education
• Bachelor of Business Management (Human Resources) & Bachelor of Commerce – University of Queensland
• Core 1: Securities & Managed Investments Accreditations – Stockbrokers Association of Australia
• Margin Lending & Geared Investments – Kaplan Professional Education
• Superannuation Accreditation – Stockbrokers Association of Australia

Relevant memberships of professional bodies or industry associations:

James Jonathan Morgan is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility