James Jonathan Morgan – Financial Adviser
Adviser identifying number: 1006237
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2011
Name of the licence holder: AG STOCKBROKING LTD
Licence number: 246510
Licensee’s ABN: 17010763041
Licence controlled by:
The date the Financial Adviser commenced the appointment: 01/04/2011
The date the Financial Adviser ceased the appointment: 31/03/2012
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Disciplinary actions start date against the Financial Adviser:
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Relevant qualifications and training:
- Accredited Derivatives Adviser Level 2 Exam – Kaplan Professional Education
- Bachelor of Business Management (Human Resources) & Bachelor of Commerce – University of Queensland
- Core 1: Securities & Managed Investments Accreditations – Stockbrokers Association of Australia
- Margin Lending & Geared Investments – Kaplan Professional Education
- Superannuation Accreditation – Stockbrokers Association of Australia
Relevant memberships of professional bodies or industry associations:
James Jonathan Morgan is authorised to provide advices on following products: