James Michael Penner – Financial Adviser

Adviser identifying number: 245133
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2003

Name of the licence holder: P3 FINANCIAL PLANNING PTY LTD
Licence number: 464628
Licensee’s ABN: 61009883292
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/11/2014
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: P3 FINANCIAL PLANNING PTY LTD
Authorised Representative identifying number: 000464628
Authorised Representative’s ABN: 61009883292

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ASX Listed Products – ASX
• B.Comm (Hon) – University of Manitoba Canada
• Certified Financial Planner – FPA
• Diploma of Financial Planning – Deakin University
• Tower Self Managed Super – TAL

Relevant memberships of professional bodies or industry associations: Financial Planning Association of Australia (FPA)

James Michael Penner is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Life Products / Life Products – Consumer Credit Insurance Only
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services
• FHSA Issued non ADI