James Richard Gregory Smith – Financial Adviser
Adviser identifying number: 276116
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2008
Name of the licence holder: PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence number: 234951
Licensee’s ABN: 11074608558
Licence controlled by: CENTREPOINT WEALTH PTY LTD
The date the Financial Adviser commenced the appointment: 06/05/2015
The date the Financial Adviser ceased the appointment: 12/06/2015
Name of the Authorised Representative: ULTON WEALTH MANAGEMENT PTY LTD
Authorised Representative identifying number: 000460875
Authorised Representative’s ABN: 73168815450
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
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Relevant qualifications and training:
- Advanced Diploma of Financial Planning – Mentor PS146 Training Australia
- Diploma of Financial Services (Financial Planning) – Mentor PS146 Training Australia
- Margin Lending – Mentor PS146 Training Australia
- Self Managed Super Fund Course – Mentor PS146 Training Australia
Relevant memberships of professional bodies or industry associations:
James Richard Gregory Smith is authorised to provide advices on following products: