James Stephen Craig – Financial Adviser
Adviser identifying number: 1006391
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2008
Name of the licence holder: PATERSONS SECURITIES LIMITED
Licence number: 239052
Licensee’s ABN: 69008896311
Licence controlled by: PATERSONS SECURITIES LIMITED
The date the Financial Adviser commenced the appointment: 30/03/2009
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PATERSONS SECURITIES LIMITED
Authorised Representative identifying number: 239052
Authorised Representative’s ABN: 69008896311
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- ADA1 – KAPLAN
- ADA2 – KAPLAN
- ASIC PS146 Compliance (Securities and Managed Investments) – Securities and Derivatives Industry Association
- Margin Lending – Stockbrokers Association of Australia
- Professional Diploma in Stockbroking – Stockbrokers Association of Australia
Relevant memberships of professional bodies or industry associations:
James Stephen Craig is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Derivatives
- Government Debentures, Stocks or Bonds
- Managed Investment Schemes / Managed Investment Schemes, excluding IDPS
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Managed Investment Schemes / IDPS Only
- Managed Investment Schemes / Own Managed Investment Scheme Only
- Managed Investment Schemes / MDA Services
- Securities
- Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services