James Tran – Financial Adviser
Adviser identifying number: 241827
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2006
Name of the licence holder: GODFREY PEMBROKE LIMITED
Licence number: 230690
Licensee’s ABN: 23002336254
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
The date the Financial Adviser commenced the appointment: 04/02/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: GODFREY PEMBROKE LIMITED
Authorised Representative identifying number: 230690
Authorised Representative’s ABN: 23002336254
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Bachelor Degree – Commerce – Curtin University of Technology
- Graduate Diploma – Applied Finance and Investment – Finsia Securities Institute of Australia
- Graduate Diploma – Financial Planning – KAPLAN Online Higher Education
Relevant memberships of professional bodies or industry associations:
- Financial Planning Association of Australia (FPA)
- Financial Services Institute of Australasia (FINSIA)
- SMSF Association
James Tran is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Deposit & Payment Products – Non-Cash Deposit Products
- Derivatives
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility