Jim Tai Seang Yong – Financial Adviser

Adviser identifying number: 415677
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2005

Name of the licence holder: PHILLIP CAPITAL LIMITED
Licence number: 246827
Licensee’s ABN: 14002918247
Licence controlled by:

The date the Financial Adviser commenced the appointment: 22/05/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PHILLIP CAPITAL LIMITED
Authorised Representative identifying number: 246827
Authorised Representative’s ABN: 14002918247

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Accredited Derivatives Adviser 2 – Australian Stock Exchange
• Graduate Diploma in Applied Finance Investments – Kaplan
• Margin Lending & Geared Investments – Kaplan
• PS 146 – Deakin University

Relevant memberships of professional bodies or industry associations: Financial Services Institute of Australasia

Jim Tai Seang Yong is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Securities
• Margin Lending Facility / Standard Margin Lending Facility