Joanne May Alice Chau – Financial Adviser
Adviser identifying number: 300294
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1996
Name of the licence holder: CAPSTONE FINANCIAL PLANNING PTY LTD
Licence number: 223135
Licensee’s ABN: 24093733969
Licence controlled by:
The date the Financial Adviser commenced the appointment: 21/12/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: FORWARD PLANNING PTY LTD
Authorised Representative identifying number: 408752
Authorised Representative’s ABN: 53151966166
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Certificate Course Investment & Financial Planning – Investment Training College
- Certified Financial Planner – Financial Planning Association of Australia (FPA)
- Diploma of Financial Planning – Deakin University
- Margin Lending and Geared Investments – Kaplan Professional
- Self Managed Superannuation Funds – Kaplan Professional
Relevant memberships of professional bodies or industry associations: Financial Planning Association of Australia (FPA)
Joanne May Alice Chau is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility