John Whelan – Financial Adviser

Adviser identifying number: 336960
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2009

Name of the licence holder: LONGHOU CAPITAL MARKETS PTY LTD
Licence number: 292464
Licensee’s ABN: 40114266698
Licence controlled by: LONGHOU INVESTMENT GROUP PTY. LTD. [Date Ceased: 19/04/2016] ~ Longhou Investment Holdings Pty Ltd

The date the Financial Adviser commenced the appointment: 01/10/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: LONGHOU CAPITAL MARKETS PTY LTD
Authorised Representative identifying number: 292464
Authorised Representative’s ABN: 40114266698

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Business Studies – Massey University NZ
• Diploma of Business Studies (Personal Financial Planning) – Massey University NZ
• PS 146 Securities,Futures & Managed Investments – Deakin University
• PS 146 Superannuation – Securities Institute
• Professional Diploma in Stockbroking – Deakin Prime

Relevant memberships of professional bodies or industry associations:

John Whelan is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Risk Products