Josh John Leo Graham – Financial Adviser

Adviser identifying number: 1001358
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2006

Name of the licence holder: PHILLIP CAPITAL LIMITED
Licence number: 246827
Licensee’s ABN: 14002918247
Licence controlled by:

The date the Financial Adviser commenced the appointment: 12/03/2012
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PHILLIP CAPITAL LIMITED
Authorised Representative identifying number: 246827
Authorised Representative’s ABN: 14002918247

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ASX CFD Accreditation – Kaplan
• Accredited Derivatives Adviser Level 1 – Australian Stock Exchange
• Accredited Derivatives Adviser Level 2 – Australian Stock Exchange
• Margin Lending & Geared Investments – Kaplan
• RG 146 – Tribeca

Relevant memberships of professional bodies or industry associations:

Josh John Leo Graham is authorised to provide advices on following products:

• Derivatives
• Government Debentures, Stocks or Bonds
• Securities
• Margin Lending Facility / Standard Margin Lending Facility