Josh John Leo Graham – Financial Adviser
Adviser identifying number: 1001358
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2006
Name of the licence holder: AUSTOCK FINANCIAL SERVICES PTY LTD
Licence number: 244410
Licensee’s ABN: 51053513438
Licence controlled by: AUSTOCK GROUP LIMITED [Date Ceased: 17/03/2017]
The date the Financial Adviser commenced the appointment: 14/08/2006
The date the Financial Adviser ceased the appointment: 12/03/2012
Name of the Authorised Representative:
Authorised Representative identifying number:
Authorised Representative’s ABN:
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
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Relevant qualifications and training:
- ASX CFD Accreditation – Kaplan
- Accredited Derivatives Adviser Level 1 – Australian Stock Exchange
- Accredited Derivatives Adviser Level 2 – Australian Stock Exchange
- Margin Lending & Geared Investments – Kaplan
- RG 146 – Tribeca
Relevant memberships of professional bodies or industry associations:
Josh John Leo Graham is authorised to provide advices on following products: