Keith Hockley – Financial Adviser
Adviser identifying number: 1000069
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2007
Name of the licence holder: VANGUARD GLOBAL INVESTMENTS PTY LIMITED
Licence number: 464367
Licensee’s ABN: 24165988858
Licence controlled by: Yosemite Group Co., Ltd ~ Keith Hockley [Date Ceased: 03/05/2016]
The date the Financial Adviser commenced the appointment: 12/11/2014
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: VANGUARD GLOBAL INVESTMENTS PTY LIMITED
Authorised Representative identifying number: 464367
Authorised Representative’s ABN: 24165988858
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Diploma Financial Services Financial Planning – Kaplan
- Diploma of Financial Services – Tribeca
- Post Graduate Diploma Applied Finance – FINSIA/Kaplan
- RG 146 Margin Lending and Geared Investments – Kaplan
Relevant memberships of professional bodies or industry associations:
- FINSIA
- Stockbrokers Association of Australia
Keith Hockley is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility