Keith Hockley – Financial Adviser

Adviser identifying number: 1000069
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2007

Name of the licence holder: REGENCY SERVICES (WA) PTY LTD
Licence number: 253120
Licensee’s ABN: 72084349002
Licence controlled by:

The date the Financial Adviser commenced the appointment: 29/10/2007
The date the Financial Adviser ceased the appointment: 28/01/2011
Name of the Authorised Representative:
Authorised Representative identifying number:
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
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Address:
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Working hours:

Relevant qualifications and training:

• Diploma Financial Services Financial Planning – Kaplan
• Diploma of Financial Services – Tribeca
• Post Graduate Diploma Applied Finance – FINSIA/Kaplan
• RG 146 Margin Lending and Geared Investments – Kaplan

Relevant memberships of professional bodies or industry associations:

• FINSIA
• Stockbrokers Association of Australia

Keith Hockley is authorised to provide advices on following products: