Kenneth Roxburgh Helsby – Financial Adviser
Adviser identifying number: 1002683
Status: Current
Adviser’s ABN: 59387455279
The year the Financial Adviser first provided advice: 1986
Name of the licence holder: ROXBURGH SECURITIES PTY LTD
Licence number: 235311
Licensee’s ABN: 83009199740
Licence controlled by:
The date the Financial Adviser commenced the appointment: 07/11/2003
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: ROXBURGH SECURITIES PTY LTD
Authorised Representative identifying number: 235311
Authorised Representative’s ABN: 83009199740
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Bachelor of Business – WA Institute of Technology (now Curtin University)
- Finance Broking Practice 2 – TAFE
- Financial Analysis & Valuation – Securities Institute (now FINSIA)
- Property Investment Analysis & Applied Portfolio Management – Securities Institute
- Securities Industry Law & Ethics – Securities Institute
Relevant memberships of professional bodies or industry associations: Association of Independently Owned Financial Professionals (AIOFP)
Kenneth Roxburgh Helsby is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Miscellaneous Financial Facility / Miscellaneous Financial Investment Products