Laurence Ian Pennell – Financial Adviser

Adviser identifying number: 224788
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1987

Name of the licence holder: OZPLAN FINANCIAL SERVICES PTY LTD
Licence number: 221235
Licensee’s ABN: 35005391202
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/09/2002
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: OZPLAN FINANCIAL SERVICES PTY LTD
Authorised Representative identifying number: 221235
Authorised Representative’s ABN: 35005391202

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Commerce – University of Melbourne
• Diploma of Financial Planning – RMIT / Financial Planning Association
• Margin Lending & Geared Investments – Kaplan
• Self Managed Superannuation Funds – Tribeca (now Kaplan)

Relevant memberships of professional bodies or industry associations:

• CPA Australia (CPA)
• Chartered Accountants Australia and New Zealand (CA)
• Financial Planning Association of Australia (FPA)

Laurence Ian Pennell is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility