Laurence Ian Pennell – Financial Adviser

Adviser identifying number: 224788
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1987

Name of the licence holder: OZPLAN FINANCIAL SERVICES PTY LTD
Licence number: 221235
Licensee’s ABN: 35005391202
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/09/2002
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: OZPLAN FINANCIAL SERVICES PTY LTD
Authorised Representative identifying number: 221235
Authorised Representative’s ABN: 35005391202

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Contact phone number:
Working hours:

Relevant qualifications and training:

  • Bachelor of Commerce – University of Melbourne
  • Diploma of Financial Planning – RMIT / Financial Planning Association
  • Margin Lending & Geared Investments – Kaplan
  • Self Managed Superannuation Funds – Tribeca (now Kaplan)

Relevant memberships of professional bodies or industry associations:

  • CPA Australia (CPA)
  • Chartered Accountants Australia and New Zealand (CA)
  • Financial Planning Association of Australia (FPA)

Laurence Ian Pennell is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Government Debentures, Stocks or Bonds
  • Life Products / Investment Life Insurance Products
  • Life Products / Life Risk Insurance Products
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Retirement Savings Account Products
  • Securities
  • Superannuation
  • Margin Lending Facility / Standard Margin Lending Facility