Leo Kok Eng Tan – Financial Adviser

Adviser identifying number: 1006349
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2002

Name of the licence holder: TOWNSHEND CAPITAL PTY LTD
Licence number: 219326
Licensee’s ABN: 52099900188
Licence controlled by: MUTUAL STREET PTY LTD

The date the Financial Adviser commenced the appointment: 11/09/2002
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: TOWNSHEND CAPITAL PTY LTD
Authorised Representative identifying number: 219326
Authorised Representative’s ABN: 52099900188

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Accountancy – University of Singapore
• National Commodity Futures Exam – Series 3 – Financial Industry Regulatory Authority
• Nomura Investment Management Program – The Wharton School
• SIMEX Futures Trading Exam – The Institute of Banking and Finance (Singapore)

Relevant memberships of professional bodies or industry associations:

• Chartered Accountants Australia and New Zealand (CA)
• Chartered Financial Analyst Institute (CFA)

Leo Kok Eng Tan is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities