Leon Norman Stephan – Financial Adviser

Adviser identifying number: 1237593
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1976

Name of the licence holder: BROUGHAM & VAUX (AUST.) PTY LTD
Licence number: 394795
Licensee’s ABN: 56147788216
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/12/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: BROUGHAM & VAUX (AUST.) PTY LTD
Authorised Representative identifying number: 394795
Authorised Representative’s ABN: 56147788216

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Advanced Finance for Business – Omega
• Diploma in Accounting (B-BUS) 1992 – National Bank (Monash University)
• Financial Planning Principles & Practice – Securities Institute
• Graduate Management Qualification (MBA) – The University of New South Wales

Relevant memberships of professional bodies or industry associations: Australian Institute of Management

Leon Norman Stephan is authorised to provide advices on following products:

• Superannuation