Mark Francis Small – Financial Adviser

Adviser identifying number: 449972
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2017

Name of the licence holder: R M CAPITAL PTY LTD
Licence number: 221938
Licensee’s ABN: 74065412820
Licence controlled by:

The date the Financial Adviser commenced the appointment: 03/04/2017
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: R M CAPITAL PTY LTD
Authorised Representative identifying number: 221938
Authorised Representative’s ABN: 74065412820

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Commerce – University of Auckland
• Graduate Diploma in Applied Finance and Investment – Securities Institute of Australia
• TASA and the TPB Code of Professional Conduct – Kaplan Professional
• Tier 1 – Generic Knowledge – Kaplan Professional
• Tier 1 Life Insurance – General Advice – Kaplan Professional

Relevant memberships of professional bodies or industry associations: Real Estate Institute of Queensland (REIQ)

Mark Francis Small is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities