Mark Hauptman – Financial Adviser

Adviser identifying number: 245979
Status: Current
Adviser’s ABN: 61431415176
The year the Financial Adviser first provided advice: 1999

Name of the licence holder: NEO FINANCIAL SOLUTIONS PTY LTD
Licence number: 385845
Licensee’s ABN: 64141607098
Licence controlled by:

The date the Financial Adviser commenced the appointment: 20/01/2012
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: NEO FINANCIAL SOLUTIONS PTY LTD
Authorised Representative identifying number: 000385845
Authorised Representative’s ABN: 64141607098

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training: Diploma of Financial Planning – PACT

Relevant memberships of professional bodies or industry associations:

Mark Hauptman is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation