Matthew Lloyd Stephens – Financial Adviser
Adviser identifying number: 298322
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1997
Name of the licence holder: TMS CAPITAL PTY LTD
Licence number: 333008
Licensee’s ABN: 12110549418
Licence controlled by:
The date the Financial Adviser commenced the appointment: 11/02/2009
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: TMS CAPITAL PTY LTD
Authorised Representative identifying number: 333008
Authorised Representative’s ABN: 12110549418
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- ASX Derivatives level 1 – ASX
- Bachelor of Economics (Business Law) – Macquarie University
- Dip Financial Planning – Deakin
Relevant memberships of professional bodies or industry associations: Financial Planning Association of Australia (FPA)
Matthew Lloyd Stephens is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, excluding IDPS
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility
- Margin Lending Facility / Non-Standard Margin Lending Facility
- Miscellaneous Financial Facility / Miscellaneous Financial Investment Products