Max William Brougham Thompson – Financial Adviser

Adviser identifying number: 337364
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2011

Name of the licence holder: BROUGHAM & VAUX (AUST.) PTY LTD
Licence number: 394795
Licensee’s ABN: 56147788216
Licence controlled by:

The date the Financial Adviser commenced the appointment: 22/02/2011
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: BROUGHAM & VAUX (AUST.) PTY LTD
Authorised Representative identifying number: 394795
Authorised Representative’s ABN: 56147788216

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training: Diploma of Financial Planning – Tribeca

Relevant memberships of professional bodies or industry associations: The Tax Institute

Max William Brougham Thompson is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Life Products / Investment Life Insurance Products
  • Life Products / Life Risk Insurance Products
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Retirement Savings Account Products
  • Securities
  • Superannuation
  • Margin Lending Facility / Standard Margin Lending Facility