Nelson Mariz – Financial Adviser

Adviser identifying number: 1234629
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1999

Name of the licence holder: SHAW AND PARTNERS LIMITED
Licence number: 236048
Licensee’s ABN: 24003221583
Licence controlled by:

The date the Financial Adviser commenced the appointment: 19/08/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: SHAW AND PARTNERS LIMITED
Authorised Representative identifying number: 236048
Authorised Representative’s ABN: 24003221583

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ADA1 – KAPLAN
• ADA2 – KAPLAN
• Bachelor of Economics – Macquarie University
• Bachelor of Economics – Macquarie University
• Level 2 Accredited Derivatives Adviser – Australian Securities Exchange/Kaplan Professional
• Margin Lending – Stockbrokers Association of Australia
• RG146 Compliance Program (Securities and Managed Investments) – KAPLAN

Relevant memberships of professional bodies or industry associations:

Nelson Mariz is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Margin Lending Facility / Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services