Nicholas Con Paltoglou – Financial Adviser

Adviser identifying number: 1003188
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1997

Name of the licence holder: ORD MINNETT LIMITED
Licence number: 237121
Licensee’s ABN: 86002733048
Licence controlled by: IOOF HOLDINGS LTD

The date the Financial Adviser commenced the appointment: 15/12/2003
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: ORD MINNETT LIMITED
Authorised Representative identifying number: 237121
Authorised Representative’s ABN: 86002733048

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ADA Level 1 & 2 – Kaplan
• ADA Level 1 & 2 – Kaplan
• ASX/ACH Responsible Executive – Doug Clark Consulting
• ASX/ACH Responsible Executive – Doug Clark Consulting
• Bachelor of Arts – Monash University
• Bachelor of Arts – Monash University

Relevant memberships of professional bodies or industry associations:

Nicholas Con Paltoglou is authorised to provide advices on following products:

• Derivatives
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Managed Investment Schemes / MDA Services
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility