Nicholas Dunning – Financial Adviser

Adviser identifying number: 1004508
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1999

Name of the licence holder: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Licence number: 237122
Licensee’s ABN: 31066414613
Licence controlled by: IOOF HOLDINGS LTD

The date the Financial Adviser commenced the appointment: 11/09/2008
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Authorised Representative identifying number: 000237122
Authorised Representative’s ABN: 31066414613

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ADA Level 1 – Kaplan
• ADA Level 1 – Kaplan
• Bachelor of Economics – La Trobe University
• Bachelor of Economics – La Trobe University
• Graduate Diploma of Financial Planning – Securities Institute of Australia
• Graduate Diploma of Financial Planning – Securities Institute of Australia
• Professional Diploma in Securities and Derivatives – SecuritiesandDerivativesIndustry Association
• Professional Diploma of Securities and Derivatives – Securities & Derivatives Industry Association

Relevant memberships of professional bodies or industry associations:

• Securities Institute of Australia
• Securities Institute of Australia

Nicholas Dunning is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility