Nicholas Dunning – Financial Adviser
Adviser identifying number: 1004508
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1999
Name of the licence holder: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Licence number: 237122
Licensee’s ABN: 31066414613
Licence controlled by: IOOF HOLDINGS LTD
The date the Financial Adviser commenced the appointment: 11/09/2008
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Authorised Representative identifying number: 000237122
Authorised Representative’s ABN: 31066414613
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- ADA Level 1 – Kaplan
- ADA Level 1 – Kaplan
- Bachelor of Economics – La Trobe University
- Bachelor of Economics – La Trobe University
- Graduate Diploma of Financial Planning – Securities Institute of Australia
- Graduate Diploma of Financial Planning – Securities Institute of Australia
- Professional Diploma in Securities and Derivatives – SecuritiesandDerivativesIndustry Association
- Professional Diploma of Securities and Derivatives – Securities & Derivatives Industry Association
Relevant memberships of professional bodies or industry associations:
- Securities Institute of Australia
- Securities Institute of Australia
Nicholas Dunning is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility