Nicholas Ries – Financial Adviser
Adviser identifying number: 338420
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2009
Name of the licence holder: PRIMESTOCK SECURITIES LIMITED
Licence number: 239180
Licensee’s ABN: 67089676068
Licence controlled by:
The date the Financial Adviser commenced the appointment: 19/06/2009
The date the Financial Adviser ceased the appointment: 04/04/2012
Name of the Authorised Representative: NICHOLAS RIES
Authorised Representative identifying number: 000338420
Authorised Representative’s ABN:
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
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Relevant qualifications and training:
- Bachelor of Business Management – Monash
- Diploma of Financial Services in Financial Planning – RG 146 Training Australia
Relevant memberships of professional bodies or industry associations:
Nicholas Ries is authorised to provide advices on following products: