Paul Francis Doherty – Financial Adviser

Adviser identifying number: 260071
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2002

Name of the licence holder: PATERSONS SECURITIES LIMITED
Licence number: 239052
Licensee’s ABN: 69008896311
Licence controlled by: PATERSONS SECURITIES LIMITED

The date the Financial Adviser commenced the appointment: 01/02/2004
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PATERSONS SECURITIES LIMITED
Authorised Representative identifying number: 239052
Authorised Representative’s ABN: 69008896311

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Certificate in Financial Markets – The Securities Institute of Australia
  • Diploma in Financial Markets – The Securities Institute of Australia
  • Margin Lending – Stockbrokers Association of Australia
  • PS146 Compliance (Generic Knowledge and Securities) – The Securities Institute of Australia

Relevant memberships of professional bodies or industry associations:

Paul Francis Doherty is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Government Debentures, Stocks or Bonds
  • Securities