Peter Simpson – Financial Adviser

Adviser identifying number: 1000778
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2000

Name of the licence holder: UBS SECURITIES AUSTRALIA LTD
Licence number: 231098
Licensee’s ABN: 62008586481
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/01/2009
The date the Financial Adviser ceased the appointment: 01/07/2010
Name of the Authorised Representative:
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Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
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Address:
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Relevant qualifications and training:

  • Graduate diploma in Applied Finance – FINSIA
  • Managed investments – FINSIA
  • Margin Lending Accreditation Program – SDIA
  • Masters in advanced industrial equity analysis – FINSIA

Relevant memberships of professional bodies or industry associations:

Peter Simpson is authorised to provide advices on following products: