Philip Barclay Rofe – Financial Adviser

Adviser identifying number: 1001207
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2003

Name of the licence holder: ALPHA SECURITIES PTY LTD
Licence number: 330757
Licensee’s ABN: 96124327064
Licence controlled by:

The date the Financial Adviser commenced the appointment: 23/10/2012
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PBR CAPITAL PTY LTD
Authorised Representative identifying number: 383688
Authorised Representative’s ABN: 36067246511

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Master of Business Adminstration – Bond University
• Ontrack Kaplan Professional CPD 2014/2015 – Kaplan Professional
• Ontrack Kaplan Professional CPD 2015/2016 – Kaplan Professional
• Ontrack Kaplan Professional CPD 2016/2017 – Kaplan Professional

Relevant memberships of professional bodies or industry associations:

Philip Barclay Rofe is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Managed Investment Schemes / Managed Investment Schemes, excluding IDPS
• Securities