Richard Charles Norris – Financial Adviser
Adviser identifying number: 1235372
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2011
Name of the licence holder: LEADENHALL CORPORATE ADVISORY PTY LTD
Licence number: 293586
Licensee’s ABN: 11114534619
Licence controlled by: CHALMORI PTY LIMITED ~ KAJE INVESTMENTS AUSTRALIA PTY LTD ~ The Trustee for The Wadi Rum Holdings Trust ~ Wadi Rum Trust [Date Ceased: 27/02/2016]
The date the Financial Adviser commenced the appointment: 01/09/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: LEADENHALL CORPORATE ADVISORY PTY LTD
Authorised Representative identifying number: 293586
Authorised Representative’s ABN: 11114534619
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- RG146 Compliance – Derivatives – Kaplan
- RG146 Compliance – Securities – Kaplan
Relevant memberships of professional bodies or industry associations:
- Financial Services Institute of Australasia
- Institute of Chartered Accountants in England and Wales
Richard Charles Norris is authorised to provide advices on following products:
- Securities