Richard John Wesley Smith – Financial Adviser

Adviser identifying number: 245217
Status: Current
Adviser’s ABN: 54158165641
The year the Financial Adviser first provided advice: 2003

Name of the licence holder: ARABON FINANCIAL PTY LTD
Licence number: 446878
Licensee’s ABN: 68165828142
Licence controlled by: The trustee for ARABON UNIT TRUST

The date the Financial Adviser commenced the appointment: 19/12/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: ARABON FINANCIAL PTY LTD
Authorised Representative identifying number: 000446878
Authorised Representative’s ABN: 68165828142

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ASX Accredited Listed Products Adviser (ALPA) Program – Kaplan
• Bachelor of Business (Accounting Major) – Monash University
• Diploma of Financial Services (Financial Planning) – Deakin University
• Margin Lending Accreditation Program – Financial Essentials
• Self Managed Superannuation Funds – Kaplan

Relevant memberships of professional bodies or industry associations: SMSF Association

Richard John Wesley Smith is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility