Richard Neall Batt – Financial Adviser

Adviser identifying number: 1004419
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2004

Name of the licence holder: SHADFORTH FINANCIAL GROUP LIMITED
Licence number: 318613
Licensee’s ABN: 27127508472
Licence controlled by: IOOF HOLDINGS LTD

The date the Financial Adviser commenced the appointment: 15/07/2009
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: SHADFORTH FINANCIAL GROUP LIMITED
Authorised Representative identifying number: 000318613
Authorised Representative’s ABN: 27127508472

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Accredited Derivatives Adviser – Kaplan/ASX
• Bachelor of Commerce (B.Com) – University of Tasmania
• Certified Financial Planner (CFP) – Financial Planning Association of Australia (FPA)
• DPML Margin Lending – Pinnacle Financial Services Academy
• Graduate Diploma of Financial Planning – Securities Institute

Relevant memberships of professional bodies or industry associations:

• Australian Institute of Company Directors
• Financial Planning Association of Australia (FPA)
• Stockbrokers Association of Australia

Richard Neall Batt is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Managed Investment Schemes / MDA Services
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility