Richard Nicholas – Financial Adviser

Adviser identifying number: 226173
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1999

Name of the licence holder: PEAK INVESTMENT HOLDINGS PTY LTD
Licence number: 304008
Licensee’s ABN: 17118685993
Licence controlled by:

The date the Financial Adviser commenced the appointment: 21/11/2006
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PEAK INVESTMENT HOLDINGS PTY LTD
Authorised Representative identifying number: 304008
Authorised Representative’s ABN: 17118685993

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• -Insurances; Code of Banking; Consumer Credit Code; Consumer Credit writing; – ANZ BANK
• DIPLOMA OF FINANCIAL PLANNING – FPA AUSTRALIA DEAKIN UNIVERSITY
• ETHICS AND INTEGRITY – UK SECURITIES INSTITUTE

Relevant memberships of professional bodies or industry associations:

• AUSTRALIAN CHAMBER OF COMMERCE HONG KONG
• BRITISH CHAMBER OF COMMERCE
• CHARTERED INSTITUTE FOR SECURITIES AND INVESTMENT, LONDON

Richard Nicholas is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Managed Investment Schemes / MDA Services
• Securities