Richard Randall Roberts Maggi – Financial Adviser

Adviser identifying number: 1001713
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1989

Name of the licence holder: WESTMOUNT SECURITIES PTY LTD
Licence number: 225715
Licensee’s ABN: 42090595289
Licence controlled by:

The date the Financial Adviser commenced the appointment: 18/02/2003
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: WESTMOUNT SECURITIES PTY LTD
Authorised Representative identifying number: 225715
Authorised Representative’s ABN: 42090595289

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Certificate IV (Finance Broking) – Tribeca Education
• Certificate in Financial Markets – Securities Institute of Australia
• Certificate in Financial Markets – Securities Institute of Australia
• Certified Financial Planner – Financial Planning Association of Australia
• Certified Financial Planner – Financial Planning Association of Australia
• Diploma of Financial Planning – Deakin University
• Diploma of Financial Planning – Deakin University

Relevant memberships of professional bodies or industry associations:

Richard Randall Roberts Maggi is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility