HomeFinancial AdvisersRob Ellis – Financial Adviser

Rob Ellis – Financial Adviser

Adviser identifying number: 1000807
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2005

Name of the licence holder: PRESCOTT SECURITIES LTD
Licence number: 228894
Licensee’s ABN: 12096919603
Licence controlled by: CROWE HORWATH AUSTRALASIA PTY LTD ~ FINDEX GROUP LIMITED

The date the Financial Adviser commenced the appointment: 16/01/2017
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PRESCOTT SECURITIES LTD
Authorised Representative identifying number: 228894
Authorised Representative’s ABN: 12096919603

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

You might be interested in:

>>>Why You Don’t Need to Hire a Financial Adviser?

>>>Why Australians Should Hire a Financial Adviser?

Relevant qualifications and training:

  • Advanced Diploma of Financial Services (Financial Planning) – Kaplan Professional
  • Advanced Diploma of Financial Services (Financial Planning) – Kaplan Professional
  • Certificate III in Business Administration – Sunraysia Institute of TAFE
  • Certificate III in Business Administration – Sunraysia Institute of TAFE
  • Certificate IV in Financial Services (Finance/Mortgage Broking) – AAMC Training Group
  • Certificate IV in Financial Services (Finance/Mortgage Broking) – AAMC Training Group
  • Diploma of Financial Services (Financial Planning) – Kaplan Professional
  • Diploma of Financial Services (Financial Planning) – Kaplan Professional
  • Self Managed Superannuation Funds – Kaplan Professional
  • Self Managed Superannuation Funds – Kaplan Professional

Relevant memberships of professional bodies or industry associations:

Rob Ellis is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Deposit & Payment Products – Non-Cash Deposit Products
  • Government Debentures, Stocks or Bonds
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Retirement Savings Account Products
  • Securities
  • Superannuation
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