Rob Ellis – Financial Adviser
Adviser identifying number: 1000807
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2005
Name of the licence holder: PRESCOTT SECURITIES LTD
Licence number: 228894
Licensee’s ABN: 12096919603
Licence controlled by: CROWE HORWATH AUSTRALASIA PTY LTD ~ FINDEX GROUP LIMITED
The date the Financial Adviser commenced the appointment: 16/01/2017
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PRESCOTT SECURITIES LTD
Authorised Representative identifying number: 228894
Authorised Representative’s ABN: 12096919603
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
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Relevant qualifications and training:
- Advanced Diploma of Financial Services (Financial Planning) – Kaplan Professional
- Advanced Diploma of Financial Services (Financial Planning) – Kaplan Professional
- Certificate III in Business Administration – Sunraysia Institute of TAFE
- Certificate III in Business Administration – Sunraysia Institute of TAFE
- Certificate IV in Financial Services (Finance/Mortgage Broking) – AAMC Training Group
- Certificate IV in Financial Services (Finance/Mortgage Broking) – AAMC Training Group
- Diploma of Financial Services (Financial Planning) – Kaplan Professional
- Diploma of Financial Services (Financial Planning) – Kaplan Professional
- Self Managed Superannuation Funds – Kaplan Professional
- Self Managed Superannuation Funds – Kaplan Professional
Relevant memberships of professional bodies or industry associations:
Rob Ellis is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Deposit & Payment Products – Non-Cash Deposit Products
- Government Debentures, Stocks or Bonds
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation