Rodney Lewis Baker – Financial Adviser
Adviser identifying number: 263856
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1999
Name of the licence holder: INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence number: 236523
Licensee’s ABN: 47097797049
Licence controlled by: STEINHARDT HOLDINGS PTY LTD
The date the Financial Adviser commenced the appointment: 21/01/2009
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: INFOCUS SECURITIES AUSTRALIA PTY LTD
Authorised Representative identifying number: 236523
Authorised Representative’s ABN: 47097797049
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- ASX Listed Products Accreditation Course – Kaplan
- Bachelor of Business – University College of Southern Queensland
- Certificate IV in Finance and Mortgage Broking – Kaplan
- Margin Lending and Geared Investments – Kaplan
- SMSF Adviser Education Program – Financial Essentials
Relevant memberships of professional bodies or industry associations: Chartered Accountants Australia and New Zealand (CA)
Rodney Lewis Baker is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility