Roger Geoffrey Pridham – Financial Adviser

Adviser identifying number: 255623
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1996

Name of the licence holder: PGW FINANCIAL SERVICES PTY LTD
Licence number: 384713
Licensee’s ABN: 15123835441
Licence controlled by:

The date the Financial Adviser commenced the appointment: 08/02/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PGW FINANCIAL SERVICES PTY LTD
Authorised Representative identifying number: 384713
Authorised Representative’s ABN: 15123835441

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Diploma of Financial Advising – Securities Institute
• Diploma of Financial Services (Financial Planning) – Integratec
• Margin Lending & Geared Investments – Adelaide Bank/Leveraged Equities
• Risk Management – Kaplan/Integratec
• Self Managed Superannuation Specialist – Cavendish Superannuation

Relevant memberships of professional bodies or industry associations:

Roger Geoffrey Pridham is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, excluding IDPS
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility