Ronald Ivor Griffiths – Financial Adviser

Adviser identifying number: 233148
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2001

Name of the licence holder: CAPSTONE FINANCIAL PLANNING PTY LTD
Licence number: 223135
Licensee’s ABN: 24093733969
Licence controlled by:

The date the Financial Adviser commenced the appointment: 25/11/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: GRIFFITHS AND CO PTY. LTD.
Authorised Representative identifying number: 233150
Authorised Representative’s ABN: 46007137233

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Diploma of Financial Markets – Securities Institute
• Graduate Diploma of Applied Finance and Investment – Securities Institute
• Margin Lending and Geared Investments – Kaplan Professional
• Master of Administration – Monash University
• Registered Company Auditor & Registered Superannuation Fund Auditor – Australian Securities and Investment Commission (ASIC)

Relevant memberships of professional bodies or industry associations:

• CPA Australia (CPA)
• Chartered Accountants Australia and New Zealand (CA)
• Tax Practitioners Board

Ronald Ivor Griffiths is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility