Ronald Ivor Griffiths – Financial Adviser
Adviser identifying number: 233148
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2001
Name of the licence holder: CAPSTONE FINANCIAL PLANNING PTY LTD
Licence number: 223135
Licensee’s ABN: 24093733969
Licence controlled by:
The date the Financial Adviser commenced the appointment: 25/11/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: GRIFFITHS AND CO PTY. LTD.
Authorised Representative identifying number: 233150
Authorised Representative’s ABN: 46007137233
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Diploma of Financial Markets – Securities Institute
- Graduate Diploma of Applied Finance and Investment – Securities Institute
- Margin Lending and Geared Investments – Kaplan Professional
- Master of Administration – Monash University
- Registered Company Auditor & Registered Superannuation Fund Auditor – Australian Securities and Investment Commission (ASIC)
Relevant memberships of professional bodies or industry associations:
- CPA Australia (CPA)
- Chartered Accountants Australia and New Zealand (CA)
- Tax Practitioners Board
Ronald Ivor Griffiths is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility