Ross Andrew Colton – Financial Adviser
Adviser identifying number: 1004765
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2006
Name of the licence holder: PATERSONS SECURITIES LIMITED
Licence number: 239052
Licensee’s ABN: 69008896311
Licence controlled by: PATERSONS SECURITIES LIMITED
The date the Financial Adviser commenced the appointment: 27/10/2006
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PATERSONS SECURITIES LIMITED
Authorised Representative identifying number: 000239052
Authorised Representative’s ABN: 69008896311
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- ASIC PS146 Compliance (Securities and Managed Investments) – Securities and Derivatives Industry Association
- Accredited Aged Care Professional – Aged Care Steps
- Bachelor of Commerce – Curtin University
- Margin Lending – Stockbrokers Association of Australia
- Responsible Executive Exam – Stockbrokers Association of Australia
Relevant memberships of professional bodies or industry associations:
Ross Andrew Colton is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Managed Investment Schemes / Managed Investment Schemes, excluding IDPS
- Retirement Savings Account Products
- Securities
- Superannuation