Samuel Garreffa – Financial Adviser

Adviser identifying number: 1006966
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2010

Name of the licence holder: PRESCOTT SECURITIES LTD
Licence number: 228894
Licensee’s ABN: 12096919603
Licence controlled by: CROWE HORWATH AUSTRALASIA PTY LTD ~ FINDEX GROUP LIMITED

The date the Financial Adviser commenced the appointment: 01/06/2010
The date the Financial Adviser ceased the appointment: 30/06/2015
Name of the Authorised Representative: PRESCOTT SECURITIES LTD
Authorised Representative identifying number: 000228894
Authorised Representative’s ABN: 12096919603

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Accredited Estate Planning Strategist (AEPS) – Financial Planning Association of Australia (FPA)
• Accredited Estate Planning Strategist (AEPS?) – Financial Planning Association of Australia (FPA)
• Bachelor of Business (Commercial Law) – The University of South Australia
• Certified Financial Planner (CFP) – Financial Planning Association of Australia (FPA)
• Certified Financial Planner (CFP?) – Financial Planning Association of Australia (FPA)
• Graduate Diploma of Financial Planning – Kaplan Professional
• Master of Applied Finance – Kaplan Professional

Relevant memberships of professional bodies or industry associations: Financial Planning Association of Australia (FPA)

Samuel Garreffa is authorised to provide advices on following products: