Samuel Owen James – Financial Adviser
Adviser identifying number: 1254827
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2017
Name of the licence holder: VESTED EQUITIES PTY LTD
Licence number: 478987
Licensee’s ABN:
Licence controlled by:
The date the Financial Adviser commenced the appointment: 08/05/2017
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: VESTED EQUITIES PTY LTD
Authorised Representative identifying number: 000478987
Authorised Representative’s ABN:
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- ADA 1 – Kaplan Professional
- ADA 2 – Kaplan Professional
- RG146 – Stockbrokers Association of Aust
Relevant memberships of professional bodies or industry associations:
Samuel Owen James is authorised to provide advices on following products:
- Derivatives
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Securities
- Margin Lending Facility / Standard Margin Lending Facility