Samuel Owen James – Financial Adviser

Adviser identifying number: 1254827
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2017

Name of the licence holder: VESTED EQUITIES PTY LTD
Licence number: 478987
Licensee’s ABN:
Licence controlled by:

The date the Financial Adviser commenced the appointment: 08/05/2017
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: VESTED EQUITIES PTY LTD
Authorised Representative identifying number: 000478987
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ADA 1 – Kaplan Professional
• ADA 2 – Kaplan Professional
• RG146 – Stockbrokers Association of Aust

Relevant memberships of professional bodies or industry associations:

Samuel Owen James is authorised to provide advices on following products:

• Derivatives
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities
• Margin Lending Facility / Standard Margin Lending Facility