Samuel Sheffield – Financial Adviser

Adviser identifying number: 415676
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2009

Name of the licence holder: PHILLIP CAPITAL LIMITED
Licence number: 246827
Licensee’s ABN: 14002918247
Licence controlled by:

The date the Financial Adviser commenced the appointment: 15/05/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PHILLIP CAPITAL LIMITED
Authorised Representative identifying number: 246827
Authorised Representative’s ABN: 14002918247

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Accredited Derivatives Adviser 1 – Kaplan
• Accredited Derivatives Adviser 2 – Kaplan
• Diploma of Financial Services (Financial Markets) – Australian Financial Markets Association Ltd
• Margin Lending & Geared Investments – Kaplan
• RG 146 – Mentor Education

Relevant memberships of professional bodies or industry associations: Stockbrokers Association of Australia

Samuel Sheffield is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Foreign Exchange Contracts
• Securities
• Margin Lending Facility / Standard Margin Lending Facility