Sean Herman – Financial Adviser
Adviser identifying number: 411754
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2011
Name of the licence holder: GWM ADVISER SERVICES LIMITED
Licence number: 230692
Licensee’s ABN: 96002071749
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
The date the Financial Adviser commenced the appointment: 23/09/2011
The date the Financial Adviser ceased the appointment: 29/11/2012
Name of the Authorised Representative: SEAN HERMAN
Authorised Representative identifying number: 000411754
Authorised Representative’s ABN:
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training: Diploma of Financial Services (Financial Planning) – Integratec
Relevant memberships of professional bodies or industry associations: Institute of Chartered Accountants Australia
Sean Herman is authorised to provide advices on following products: