Sim Chan – Financial Adviser
Adviser identifying number: 420152
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2009
Name of the licence holder: AG STOCKBROKING LTD
Licence number: 246510
Licensee’s ABN: 17010763041
Licence controlled by:
The date the Financial Adviser commenced the appointment: 15/09/2010
The date the Financial Adviser ceased the appointment: 11/04/2012
Name of the Authorised Representative:
Authorised Representative identifying number:
Authorised Representative’s ABN:
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Advanced Certificate in Commerce (Qualification) – AAA Financial Intelligence
- Advanced Diploma of Financial Planning – International Institute of Technology Pty Ltd
- Bachelor of Economics – Sydney University
- Certificate IV Financial Services (Finance/Mortgage Broking) – Intellitrain Pty Ltd
- Diploma of Financial Services (Financial Planning) – Kaplan Professional
Relevant memberships of professional bodies or industry associations:
Sim Chan is authorised to provide advices on following products: