Sim Chan – Financial Adviser

Adviser identifying number: 420152
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2009

Name of the licence holder: AG STOCKBROKING LTD
Licence number: 246510
Licensee’s ABN: 17010763041
Licence controlled by:

The date the Financial Adviser commenced the appointment: 15/09/2010
The date the Financial Adviser ceased the appointment: 11/04/2012
Name of the Authorised Representative:
Authorised Representative identifying number:
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
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Address:
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Relevant qualifications and training:

• Advanced Certificate in Commerce (Qualification) – AAA Financial Intelligence
• Advanced Diploma of Financial Planning – International Institute of Technology Pty Ltd
• Bachelor of Economics – Sydney University
• Certificate IV Financial Services (Finance/Mortgage Broking) – Intellitrain Pty Ltd
• Diploma of Financial Services (Financial Planning) – Kaplan Professional

Relevant memberships of professional bodies or industry associations:

Sim Chan is authorised to provide advices on following products: