Simon Mervyn Croxton – Financial Adviser

Adviser identifying number: 275753
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1998

Name of the licence holder: PRESCOTT SECURITIES LTD
Licence number: 228894
Licensee’s ABN: 12096919603
Licence controlled by: CROWE HORWATH AUSTRALASIA PTY LTD ~ FINDEX GROUP LIMITED

The date the Financial Adviser commenced the appointment: 06/01/1996
The date the Financial Adviser ceased the appointment: 01/05/2015
Name of the Authorised Representative:
Authorised Representative identifying number:
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser: 22/09/2000
Disciplinary actions end date against the Financial Adviser: 21/09/2001
Disciplinary action type: Disciplinary action manually added.

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Diploma of Financial Planning – Financial Planning Association of Australia Limited
  • Graduate Diploma of Business Adminstration – University of Adelaide

Relevant memberships of professional bodies or industry associations: Financial Planning Association of Australia (FPA)

Simon Mervyn Croxton is authorised to provide advices on following products: